Compliance programs typically refer to formalized institutional procedures within corporations and organizations to detect, prevent and respond to indvidual and widespread instances of regulatory ...

Indus Ind is an internal compliance lapse issue, not a corporate governance issue,” the official noted on whether the IndusInd lapse will trigger stricter corporate governance norms for the ...

In today’s heightened enforcement environment, compliance auditing isn’t just a best practice—it’s a necessity. Federal and ...

The increased adoption of AI technologies also invites unique regulatory compliance risks stemming from the growing automation of certain business functions. At the same time, AI also offers companies ...

Ropes & Gray attorneys Amy Jane Longo, Lisa Bebchick and Shannon Capone Kirk discuss the use of AI in the financial services ...

The Office of the Chief Compliance Officer is responsible for investigating allegations of fraud, corruption and misconduct ...

The dependent variable, tax compliance scores, is continuous and reflects the level of compliance with tax regulations by SMEs. The independent variables include both internal factors (tax knowledge, ...

CCI staff share recent surveys, reports and analysis on risk, compliance, governance, infosec and leadership issues. Share details of your survey with us: [email protected]. The ...

Reserve Bank of India has asked internal auditors at banks and non-bank lenders to verify whether banks are in compliance with gold loan regulations from Sept. 30.According to two bankers in the know, ...